Privacy Policy
Last Updated on 8/12/2025
Privacy Policy
Silicon Valley Highpoint Capital LLC (“SVH Capital”) (“we,” “us,” “our”) is committed to respecting your privacy and safeguarding your personal information. This Privacy Policy describes how we collect, use, disclose, and protect information obtained through our website (svhcapital.com) and related digital channels.
1. Introduction & Scope
This Policy applies to information collected by SVH Capital via our website, inquiry forms, digital communications, or otherwise in connection with our investment banking, advisory, and broker-dealer–related activities. By using our website or services, you acknowledge acceptance of the terms of this policy.
SVH Capital follows the data handling, confidentiality, and privacy recommendations provided by our broker-dealer of record, in alignment with applicable industry standards, regulatory expectations, and relevant federal and state laws.
2. Information We Collect
We may collect personal and business information necessary to provide our services, comply with regulatory obligations, and support our operations. This can include information you provide directly, information generated when you use our website or services, and information obtained from third parties as permitted by law.
Categories may include, but are not limited to:
- Contact information and identifiers necessary to establish and maintain your relationship with us.
- Information related to your business inquiries, service needs, or transactions.
- Information about your interaction with our digital platforms (e.g., device or usage data), collected automatically or through analytics.
- Information we receive from service providers, business partners, or regulatory authorities for compliance, due diligence, and legal purposes.
We collect, use, and maintain information only as necessary and as recommended under the guidelines provided by our broker-dealer of record.
3. How We Use Personal Information
SVH Capital may use your information to:
- Respond to inquiries and provide investment banking, advisory, or broker-dealer–related services.
- Maintain records to fulfill compliance, audit, and regulatory requirements.
- Improve our website, products, and services through analysis of usage data.
- Communicate relevant updates, news, or insights where permitted by law or with your consent.
- Detect and prevent fraud, unauthorized access, or other security risks.
- Comply with legal and contractual obligations.
Business Partners & Service Providers:
We may share data with approved third-party service providers (e.g., IT support, hosting, analytics, compliance vendors, advisors, and partners) strictly for business operations. These relationships are governed by confidentiality and security obligations consistent with the privacy guidelines recommended by our broker-dealer of record.
Information may also be disclosed when required by law, to comply with government or regulatory authorities, to protect our legal rights, or in connection with mergers, acquisitions, or business transactions.
4. Data Retention & Security
We retain personal information only as long as necessary to conduct business and meet legal, regulatory, and contractual obligations. Retention periods are determined in consultation with our broker-dealer of record to ensure compliance with applicable rules and best practices.
When no longer required, information is securely deleted or anonymized. We maintain administrative, technical, and physical safeguards—such as secure storage—to protect your personal information.
5. Your Rights & Choices
Subject to applicable privacy laws (e.g., CCPA, GDPR), you may have the right to:
- Access, correct, or request deletion of your personal information.
- Withdraw consent or opt out of marketing communications at any time.
- Request information about the categories and sources of personal data we collect and disclose.
Requests will be verified for identity to protect your privacy. Opting out of certain uses may limit the services we can provide.
6. International Transfers
Your personal information may be transferred to and processed in countries where SVH Capital or its service providers operate, including the United States. When cross-border data transfers occur, we take appropriate measures, to ensure compliance with applicable data protection requirements
7. Children’s Privacy
Our website and services are not directed to children under 18 years old. SVH Capital does not knowingly collect personal information from children.
8. Third-Party Links
Our website may contain links to third-party websites. SVH Capital is not responsible for the privacy practices, security, or content of these external sites. We encourage you to read their privacy policies before providing any personal information.
9. Changes to This Policy
We may update this Privacy Policy occasionally to reflect changes in legal or regulatory requirements, privacy practices, or our business operations. Any changes will be posted here along with an updated effective date. We encourage visitors to review the policy periodically.
10. California Residents
If you live in California, you have rights under the CCPA, including the right to know, access, delete, and not be discriminated against for exercising privacy rights.
11. Finalis – Our Service Provider
Finalis acts as a service provider for SVH Capital, supporting certain technology and operational functions related to our services. Silicon Valley Highpoint Capital LLC is not a registered broker-dealer but operates through agreements with Finalis Securities LLC (hereinafter collectively referred to as “Finalis”). Finalis Securities LLC and Silicon Valley Highpoint Capital LLC are separate, unaffiliated entities.
To understand how Finalis collects, uses, and protects data, please review their official policies here:
- Privacy Policy: Privacy Policy
- Additional Privacy Policy: Finalis Disclaimers
- Business Continuity Plan: Finalis Platform Disclaimers
- FINRA BrokerCheck: BrokerCheck
SVH Capital maintains contractual agreements with Finalis to ensure appropriate data protection and regulatory compliance. We encourage you to review Finalis’ privacy and compliance practices directly.
12. Contact Us
You may direct any questions, requests, or concerns about this Privacy Policy or your personal information to:
SVH Capital Privacy Officer
Address: 228 Park Ave South, Suite 85550, New York, NY 10003
Email: Contact@svhcapital.com
General Contact Form
