Regulatory Disclosures

Last Updated on 5/24/2025

1. Firm Status

Silicon Valley Highpoint Capital (“SVH Capital,” “we,” “us”) is not a broker-dealer registered with FINRA or the SEC.
SVH Capital provides investment banking advisory services (e.g., M&A, capital raising) and does not execute securities transactions.

2. Individual Registration

Shawn Flynn, our Managing Director, is a registered representative of FINALIS SECURITIES LLC (Member FINRA/SIPC, CRD # 305908)
Securities-related services are offered solely through FINALIS SECURITIES LLC, subject to FINRA/SEC regulations.

3. Required Disclosures

For Shawn Flynn:

FINRA BrokerCheck Report: https://brokercheck.finra.org
FINALIS SECURITIES LLC’s Form CRS (Customer Relationship Summary)

For SVH Capital:

No BrokerCheck Profile: SVH Capital is not a FINRA-registered entity.
Advisory Services: All advisory services are provided by SVH Capital not FINALIS SECURITIES LLC.

4. Key Compliance Notes

No Solicitation: Nothing on this website constitutes an offer to buy/sell securities.
Investor Protections:
- Securities transactions are covered by SIPC (via FINALIS SECURITIES LLC).
- SVH Capital’s advisory services are not protected by SIPC or FINRA.
Complaints: Concerns about securities services must be directed to FINALIS SECURITIES LLC’s Compliance Department:
- Email: compliance@finalis.com
- Phone: (800) 965-3605

5. Additional Disclosures

Conflicts of Interest: SVH Capital may receive fees for advisory services.
Private Placements: Any private securities offerings are conducted exclusively through FINALIS SECURITIES LLC.

SVH Capital empowers business owners and shareholders to buy, sell, and grow companies with confidence.

By combining smart technology with hands on guidance, we turn complex transactions into smooth successes. Because your biggest financial decisions deserve clarity, care, and a team that truly listens.

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© 2025 SVH Capital. All rights reserved.

SECURITIES ARE OFFERED THROUGH FINALIS SECURITIES LLC MEMBER FINRA / SIPC. SILICON VALLEY HIGHPOINT CAPITAL LLC IS NOT A REGISTERED BROKER-DEALER, AND FINALIS SECURITIES LLC AND SILICON VALLEY HIGHPOINT CAPITAL LLC ARE SEPARATE, UNAFFILIATED ENTITIES. FINALIS PRIVACY POLICY | FINALIS BUSINESS CONTINUITY PLAN | FINRA BROKERCHECK

SVHCAPITAL.COM (THE “SILICON VALLEY HIGHPOINT CAPITAL LLC WEBSITE”) IS A WEBSITE OPERATED BY SILICON VALLEY HIGHPOINT CAPITAL LLC, A PRIVATELY HELD CALIFORNIA LIMITED LIABILITY COMPANY. SILICON VALLEY HIGHPOINT CAPITAL LLC PROVIDES FINANCIAL AND STRATEGIC ADVISORY, CONSULTING SERVICES, MERGERS AND ACQUISITIONS SERVICES, FAIRNESS OPINIONS, ETC.

DISCLAIMER: THIS WEBSITE IS FOR INFORMATIONAL PURPOSES ONLY, IS NOT AN OFFER, SOLICITATION, RECOMMENDATION, OR COMMITMENT FOR ANY TRANSACTION OR TO BUY OR SELL ANY SECURITY OR OTHER FINANCIAL PRODUCT, AND IS NOT INTENDED AS INVESTMENT ADVICE OR AS A CONFIRMATION OF ANY TRANSACTION. PRODUCTS AND SERVICES ON THIS WEBSITE MAY NOT BE AVAILABLE FOR RESIDENTS OF CERTAIN JURISDICTIONS. PLEASE CONSULT WITH A FINALIS SECURITIES’ REGISTERED REPRESENTATIVE REGARDING THE PRODUCT OR SERVICE IN QUESTION FOR FURTHER INFORMATION. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED TO APPRECIATE. ANY MARKET PRICE, INDICATIVE VALUE, ESTIMATE, VIEW OPINION, DATA, OR OTHER INFORMATION HEREIN IS NOT WARRANTED AS TO COMPLETENESS OR ACCURACY, IS SUBJECT TO CHANGE WITHOUT NOTICE, AND SILICON VALLEY HIGHPOINT CAPITAL LLC ALONG WITH FINALIS SECURITIES LLC ACCEPTS NO LIABILITY FOR ITS USE OR TO UPDATE IT OR KEEP IT CURRENT.